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Filing Details

Accession Number:: 0001209191-18-030040
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-14 19:01:38
Reporting Period:: 2018-05-10

Accepted Time:: 2018-05-14 19:01:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1419625	Apptio Inc	APTI	Services-Prepackaged Software (7372)	261175252

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1685044	Sachin Gupta	11100 Ne 8Th Street, Suite 600 Bellevue WA 98004	See Remarks	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-05-10	4,039,852	$0.00	4,093,029	No	4	C	Direct
Class A Common Stock	Acquisiton	2018-05-10	462,588	$0.00	462,588	No	4	C	Indirect	See footnote
Class A Common Stock	Disposition	2018-05-10	6,700	$31.68	4,086,329	No	4	S	Direct
Class A Common Stock	Disposition	2018-05-10	4,900	$32.59	4,081,429	No	4	S	Direct
Class A Common Stock	Disposition	2018-05-11	11,600	$30.34	4,069,829	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	C	Indirect	See footnote
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2018-05-10	4,039,852	$0.00	4,039,852	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2018-05-10	462,588	$0.00	462,588	$0.00
Class B Common Stock	Stock Option (right to buy)	Disposition	2018-05-10	450,000	$0.00	450,000	$2.39
Class A Common Stock	Stock Option (right to buy)	Acquisiton	2018-05-10	450,000	$0.00	450,000	$2.39
Class B Common Stock	Stock Option (right to buy)	Disposition	2018-05-10	182,000	$0.00	182,000	$11.46
Class A Common Stock	Stock Option (right to buy)	Acquisiton	2018-05-10	182,000	$0.00	182,000	$11.46
Class B Common Stock	Stock Option (right to buy)	Disposition	2018-05-10	400,000	$0.00	400,000	$14.31
Class A Common Stock	Stock Option (right to buy)	Acquisiton	2018-05-10	400,000	$0.00	400,000	$14.31

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		No	4	C	Direct
0		No	4	C	Indirect
0	2021-12-19	No	4	J	Direct
450,000	2021-12-19	No	4	J	Direct
0	2024-06-17	No	4	J	Direct
182,000	2024-06-17	No	4	J	Direct
0	2025-11-05	No	4	J	Direct
400,000	2025-11-05	No	4	J	Direct

Footnotes

Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,040,229 shares of Class A Common Stock.
These shares are held of record by PG GRAT of 2016.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.40 to $32.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4), (6) and (8) to this Form 4.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,033,529 shares of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.41 to $32.81.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,028,629 shares of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.01 to $30.58.
Includes 52,800 RSUs that represent contingent rights to receive 52,800 shares of the Issuer's Class A Common Stock upon settlement and 4,017,029 shares of Class A Common Stock.
The Company's Class B Common Stock automatically converted to Class A Common Stock on May 10, 2018, which is the date the Class B Common Stock ceased to represent at least 25% of the Issuer's outstanding common stock, as established in the Issuer's Amended and Restated Certificate of Incorporation.
In connection with the conversion described in footnote (10), outstanding options to purchase Class B Common Stock issued under the Issuer's 2011 Executive Equity Incentive Plan and 2007 Stock Plan remain unchanged, except that they now represent a right to buy shares of the Issuer's Class A Common Stock.
The option became fully vested and exercisable on October 11, 2015.
The option became fully vested and exercisable on April 1, 2018.
1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.