Filing Details

Accession Number:
0001493225-18-000037
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-14 17:28:46
Reporting Period:
2018-05-10
Accepted Time:
2018-05-14 17:28:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1493225 Northfield Bancorp Inc. NFBK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409458 J Kenneth Doherty 581 Main Street, Suite 810
Woodbridge NJ 07095
Evp & Chief Lending Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-10 2,449 $16.19 198,742 No 4 S Direct
Common Stock Disposition 2018-05-11 10,000 $15.96 188,742 No 4 S Direct
Common Stock Acquisiton 2018-05-14 45,000 $7.09 233,742 No 4 M Direct
Common Stock Disposition 2018-05-14 20,205 $15.78 213,537 No 4 F Direct
Common Stock Disposition 2018-05-14 7,400 $15.87 206,137 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2018-05-14 45,000 $7.09 45,000 $7.09
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
187,856 2010-01-30 2019-01-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 24,975 Indirect By ESOP
Common Stock 44,692 Indirect By 401(k)
Common Stock 3,368 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $13.13 2015-06-11 2024-06-11 207,000 207,000 Direct
Common Stock Stock Options $14.67 2016-05-27 2025-05-27 75,000 75,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-06-11 207,000 207,000 Direct
2025-05-27 75,000 75,000 Direct
Footnotes
  1. Represents shares sold by the Reporting Person to satisfy tax obligations in connection with an exercise of stock appreciation rights.
  2. The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $16.16 to $16.20, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  3. The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $15.92 to $16.00, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  4. The price reported in column 4 is a weighted average price. The shares were sold at prices ranging from $15.86 to $15.93, inclusive. The reporting person undertakes to provide to Northfield Bancorp, Inc., any security holder of Northfield Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
  5. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.