Filing Details

Accession Number:
0000899243-18-012549
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-11 16:40:28
Reporting Period:
2018-03-13
Accepted Time:
2018-05-11 16:40:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1585790 Advanced Disposal Services Inc. ADSW () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1512607 Highstar Capital Lp 277 Park Avenue
45Th Floor
New York NY 10172
No No Yes No
1665485 Star Atlantic Waste Holdings, L.p. 277 Park Avenue
45Th Floor
New York NY 10172
No No Yes No
1665486 Star Atlantic Gp, Inc. 277 Park Avenue
45Th Floor
New York NY 10172
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-03-13 10,000,000 $22.40 11,987,453 No 4 S Indirect See Footnote
Common Stock Disposition 2018-05-10 11,987,453 $22.45 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. This sale was made pursuant to an S-3 registration statement filed on November 16, 2017, and prospectus supplement dated March 8, 2018, to permit the resale of 10,000,000 shares of the Issuer's Common Stock in a secondary public offering. The shares were previously held by Star Atlantic GP Inc. ("Star Atlantic GP") and sold on March 13, 2018 for cash consideration of $22.40 per share, as previously reported in a Form 8-K filed by the Issuer on March 13, 2018.
  2. This Form 4 is filed jointly by Highstar Capital LP ("Highstar"), Star Atlantic GP and Star Atlantic Waste Holdings, L.P. ("Star Atlantic"). Highstar is a registered investment adviser. PineBridge Highstar (SPE) LLC serves as the general partner of Star Atlantic GP and has delegated management authority for Star Atlantic GP to Highstar. Highstar also serves as the investment manager for Star Atlantic. Star Atlantic is the direct holder of the Issuer's Common Stock reported in Table I.
  3. By virtue of the foregoing relationships, each of the Reporting Persons may be deemed to have voting and investment power over the Shares held of record by Star Atlantic and as a result may be deemed to have beneficial ownership of such Shares for purposes of Rule 13d-3 under the Exchange Act. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Exchange Act except to the extent of its pecuniary interest therein. Highstar is controlled by Christopher Lee, Bret Budenbender, Scott Litman, Emmett McCann and Andrew Nevin. These individuals expressly disclaim beneficial ownership of any of the Shares held of record by Star Atlantic. This report shall not be deemed an admission that the Reporting Persons or any other person named herein is a beneficial owner for purposes of Section 16 of the Exchange Act or for any other purpose.
  4. This sale was made pursuant to an S-3 registration statement filed on November 16, 2017, and prospectus supplement dated May 7, 2018, to permit the resale of 11,987,453 shares of the Issuer's Common Stock in a secondary public offering. The shares were previously held by Star Atlantic and sold on May 10, 2018, for cash consideration of $22.45 per share.