Filing Details
- Accession Number:
- 0001234902-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-11 12:27:03
- Reporting Period:
- 2018-05-09
- Accepted Time:
- 2018-05-11 12:27:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 706129 | Horizon Bancorp Inc | HBNC | State Commercial Banks (6022) | 351562417 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234902 | M Craig Dwight | 515 Franklin Sq Michigan City IN 46360 | Chief Executive Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-09 | 1,907 | $15.89 | 153,153 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-09 | 1,907 | $29.87 | 151,246 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-10 | 2,596 | $15.89 | 153,842 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-10 | 2,596 | $29.84 | 151,246 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-10 | 6,884 | $15.57 | 158,130 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-10 | 6,884 | $29.84 | 151,246 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2018-05-09 | 1,907 | $0.00 | 1,907 | $15.89 |
| Common Stock | Employee Stock Option | Disposition | 2018-05-10 | 2,596 | $0.00 | 2,596 | $15.89 |
| Common Stock | Employee Stock Option | Disposition | 2018-05-10 | 6,884 | $0.00 | 6,884 | $15.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-03-17 | 2025-03-17 | No | 4 | M | Direct |
| 0 | 2018-03-17 | 2025-03-17 | No | 4 | M | Direct |
| 0 | 2019-03-15 | 2026-03-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 93,193 | Indirect | By ESOP |
| Common Stock | 26,200 | Indirect | By ThriftPlan |
Footnotes
- The option was granted on 03/17/2015 and vested in three equal installments beginning on the first anniversary of the date of grant.
- The option was granted on 03/15/2016 and vested in three equal installments beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
