Filing Details
- Accession Number:
- 0001209191-11-009833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-15 17:06:55
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-15
- Accepted Time:
- 2011-02-15 17:06:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920760 | Lennar Corp W | LEN, LEN.B | General Bldg Contractors - Residential Bldgs (1520) | 954337490 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1049444 | A Stuart Miller | 700 Nw 107Th Avenue Suite 400 Miami FL 33172 | President/Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2011-01-06 | 1,400 | $0.00 | 1,934,563 | No | 5 | G | Direct | |
| Class A Common Stock | Disposition | 2011-01-07 | 21,600 | $0.00 | 1,912,963 | No | 5 | G | Direct | |
| Class A Common Stock | Acquisiton | 2011-02-11 | 9,030 | $18.32 | 1,921,993 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2011-02-11 | 9,030 | $20.58 | 1,912,963 | No | 4 | S | Direct | |
| Class B Common Stock | Acquisiton | 2011-02-11 | 903 | $0.00 | 97,730 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2011-02-11 | 9,030 | $0.00 | 9,030 | $18.32 |
| Class B Common Stock | Stock Option (Right to Acquire) | Disposition | 2011-02-11 | 903 | $0.00 | 903 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-03-06 | 2011-03-06 | No | 4 | M | Direct |
| 0 | 2005-03-06 | 2011-03-06 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 36,850 | Indirect | By Trust |
| Class A Common Stock | 18,280 | Indirect | By ESOP Trust |
| Class B Common Stock | 1,857 | Indirect | By ESOP Trust |
| Class B Common Stock | 21,207,996 | Indirect | By Family Trust |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | $26.32 | 2006-01-25 | 2012-01-25 | 16,202 | 16,202 | Direct |
| Class B Common Stock | Stock Option (Right to Acquire) | $0.00 | 2006-01-25 | 2012-01-25 | 1,620 | 1,620 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2012-01-25 | 16,202 | 16,202 | Direct |
| 2012-01-25 | 1,620 | 1,620 | Direct |
Footnotes
- Mr. Miller has sole voting and investment power with respect to these shares, even though he has only limited pecuniary interest in these shares. Mr. Miller disclaims beneficial ownership of these shares except to the extent of such pecuniary interest.
- The Class B Common Stock was issued as a result of anti-dilution provisions with regard to certain exercises of options that relate to Class A Common Stock.
- Represents shares of Class B Common Stock to be issued upon the exercise of certain options to purchase Class A Common Stock.
Billionaire Hedge Funds
