Filing Details
- Accession Number:
- 0001140361-18-022682
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-10 10:33:04
- Reporting Period:
- 2018-05-09
- Accepted Time:
- 2018-05-10 10:33:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505497 | Biorestorative Therapies Inc. | BRTX | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1195325 | B Robert Catell | 62 Osborne Road Garden City NY 11530 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-09 | 5,000 | $2.80 | 80,866 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | $3.70 | 2026-02-19 | 15,000 | 15,000 | Direct | |
| Common Stock | Warrant | $5.00 | 2016-03-01 | 2021-03-01 | 37,500 | 37,500 | Direct |
| Common Stock | Warrant | $5.00 | 2016-05-18 | 2021-05-18 | 12,500 | 12,500 | Direct |
| Common Stock | Stock Option | $3.73 | 2026-06-10 | 29,000 | 29,000 | Direct | |
| Common Stock | Warrant | $4.00 | 2016-08-05 | 2021-08-05 | 8,000 | 8,000 | Direct |
| Common Stock | Warrant | $4.00 | 2017-02-10 | 2022-02-10 | 10,866 | 10,866 | Direct |
| Common Stock | Warrant | $4.00 | 2017-03-01 | 2022-03-01 | 15,000 | 15,000 | Direct |
| Common Stock | Stock Option | $3.35 | 2027-06-23 | 100,000 | 100,000 | Direct | |
| Common Stock | Warrant | $4.00 | 2017-08-11 | 2022-08-11 | 5,000 | 5,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2026-02-19 | 15,000 | 15,000 | Direct |
| 2021-03-01 | 37,500 | 37,500 | Direct |
| 2021-05-18 | 12,500 | 12,500 | Direct |
| 2026-06-10 | 29,000 | 29,000 | Direct |
| 2021-08-05 | 8,000 | 8,000 | Direct |
| 2022-02-10 | 10,866 | 10,866 | Direct |
| 2022-03-01 | 15,000 | 15,000 | Direct |
| 2027-06-23 | 100,000 | 100,000 | Direct |
| 2022-08-11 | 5,000 | 5,000 | Direct |
Footnotes
- The option vests to the extent of 5,000 shares on each of February 19, 2017, 2018 and 2019.
- The option vests to the extent of 9,667 shares on each of June 10, 2016 and June 10, 2017, and 9,666 shares on June 10, 2018.
- The option is exercisable to the extent of 33,334 shares on June 23, 2017, and 33,333 shares on each of June 23, 2018 and June 23, 2019.
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