Filing Details
- Accession Number:
- 0001683168-18-001249
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-09 19:27:04
- Reporting Period:
- 2018-05-07
- Accepted Time:
- 2018-05-09 19:27:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1114925 | Lantronix Inc | LTRX | Computer Communications Equipment (3576) | 330362767 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1570276 | R Daryl Miller | C/O Lantronix, Inc. 7535 Irvine Center Drive, Suite 100 Irvine CA 92618 | Vp, Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-07 | 16,000 | $1.63 | 47,372 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-07 | 16,000 | $2.31 | 31,372 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-08 | 5,320 | $1.63 | 36,692 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-08 | 5,320 | $2.34 | 31,372 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to buy) | Disposition | 2018-05-07 | 16,000 | $0.00 | 16,000 | $1.63 |
| Common Stock | Stock Option (Right to buy) | Disposition | 2018-05-08 | 5,320 | $0.00 | 5,320 | $1.63 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 17,250 | 2018-09-09 | No | 4 | M | Direct | |
| 11,930 | 2018-09-09 | No | 4 | M | Direct |
Footnotes
- Represent shares of common stock acquired via exercise of Stock Options granted on September 9, 2011 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").
- Average price calculated from total sales over total number of shares sold. Sales price on May 7, 2018 ranged from $2.31 to $2.33; sales price on May 8, 2018 ranged from $2.34 to $2.3401.
- The option vests according to the following schedule: 25% of the option (8,312 shares) vested on the first anniversary of the Grant Date and the remainder of the option (24,938 shares) vest ratably each month thereafter over a period of 36 months.
Billionaire Hedge Funds
