Filing Details

Accession Number:
0001304183-18-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-08 18:32:44
Reporting Period:
2018-05-01
Accepted Time:
2018-05-08 18:32:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1293613 Kayne Anderson Mlp Investment Co KYN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
884413 A Richard Kayne 1800 Avenue Of The Stars, Third Floor
Los Angeles CA 90067
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-01 14,265 $17.53 297,164 No 4 P Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnotes
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 176,725 Direct
Footnotes
  1. Negotiated transaction between KA Associates Inc., an affiliate of the investment advisor of the Issuer (see footnote 2), and Kevin S. McCarthy, Chairman of the Issuer. Price determined based on the 10-day VWAP for the period April 16-30, 2018.
  2. A total of 285,929 shares are owned by Kayne Anderson Capital Advisors, L.P. ("KACALP"), Richard Kayne is the majority owner and chairman of KACALP. A total of 11,235 shares are owned by KA Associates, Inc. ("KAA"), a FINRA registered broker-dealer. Richard Kayne is the majority owner of KAA. Mr. Kayne disclaims beneficial ownership of all shares held or controlled by KACALP and KAA except to the extent of his pecuniary interest therein.