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Home > Insider Trading > Filing (0001437749-18-009064)

Filing Details

Accession Number:: 0001437749-18-009064
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-08 18:16:51
Reporting Period:: 2018-05-04

Accepted Time:: 2018-05-08 18:16:51
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1559909	Harvest Capital Credit Corp	HCAP	Security Brokers, Dealers & Flotation Companies (6211)	1231

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1302350	Jmp Group Llc	600 Montgomery Street, Suite 1100 San Francisco CA 94111		No	No	Yes	No
1631823	Jmp Investment Holdings Llc	600 Montgomery Street, Suite 1100 San Francisco CA 94111		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-05-04	4,307	$10.22	977,790	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2018-05-07	3,918	$10.27	981,708	No	4	P	Indirect	See Footnote
Common Stock	Acquisiton	2018-05-08	3,918	$10.20	985,626	No	4	P	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote
No	4	P	Indirect	See Footnote

Footnotes

Reflects the acquisition of common stock pursuant to a Rule 10b5-1 Purchase Plan of JMP Investment Holdings LLC.
Reflects securities owned by JMP Investment Holdings LLC, which is a wholly owned subsidiary of JMP Group LLC. JMP Group LLC is the indirect beneficial owner of the reported securities.