Filing Details

Accession Number:
0001140361-18-022240
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-08 16:50:55
Reporting Period:
2018-05-07
Accepted Time:
2018-05-08 16:50:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505732 Bankwell Financial Group Inc. BWFG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422086 R Christopher Gruseke C/O Bankwell Financial Group, Inc.
220 Elm Street
New Canaan CT 06840
President & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-07 5,000 $31.98 96,795 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Direct
Common Stock 5,000 Indirect IRA
Common Stock 5,000 Direct
Common Stock 5,000 Direct
Footnotes
  1. 40,000 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in four equal installments of 25%, with the first installment to vest on December 1, 2015 and an additional 25% to vest on the anniversary of the vesting date thereafter. As of the Transaction Date, 30,000 Shares have vested.
  2. 66,795 Shares reported are owned jointly with Spouse.
  3. 10,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 5,000 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 5,000 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.
  4. Range of reported purchase price is $31.75 - $32.07. Reporting person agrees to provide individual transaction information to SEC upon request.