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Home > Insider Trading > Filing (0001140361-18-022231)

Filing Details

Accession Number:
0001140361-18-022231
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-08 16:41:56
Reporting Period:
2018-05-04
Accepted Time:
2018-05-08 16:41:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1561387 Health Insurance Innovations Inc. HIIQ () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1411509 John Fichthorn 119 Rowayton Avenue
Norwalk CT 06853		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-04 3,000 $26.65 3,000 No 4 P Direct
Common Stock Acquisiton 2018-05-04 2,000 $26.64 5,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 82,258 Indirect Held by BRC Partners Opportunity Fund, LP
Common Stock 211,000 Indirect Held by Dialectic Antithesis Partners, LP
Footnotes
  1. BR Dialectic Capital Management, LLC is the investment manager of Dialectic Antithesis Partners, LP and, as such, shares voting and dispositive power over the securities held by Dialectic Antithesis Partners, LP. B. Riley Capital Management, LLC is the investment manager of BRC Partners Opportunity Fund, LP (the "BRC Opportunity Fund") and, as such, shares voting and dispositive power over the securities held by the BRC Opportunity Fund. The Reporting Person is a portfolio manager for BR Dialectic Capital Management, LLC and B. Riley Capital Management, LLC and therefore shares voting and dispositive power over the securities, but the Reporting Person disclaims beneficial ownership of any of Issuer's securities in which he does not have a pecuniary interest or that he does not directly own. BR Dialectic Capital Management, LLC and B. Riley Capital Management, LLC are wholly owned subsidiaries of B. Riley Financial, Inc., a publicly traded Delaware corporation (NasdaqCM: RILY).
  2. Represents 54,542 fewer shares than the 136,800 shares reported for the BRC Opportunity Fund on the Reporting Person's Form 3 filed on December 22, 2017, due to a fund reorganization following the date of the Form 3. As a result of the reorganization, BRC Partners Opportunity Fund ceased to hold 54,542 of the originally reported shares, and the Reporting Person does not have voting or dispositive power over securities owned by the successor fund. The Reporting Person did not have a pecuniary interest in the 54,542 shares now held by the successor fund.