Filing Details
- Accession Number:
- 0001484972-11-000006
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-15 16:32:30
- Reporting Period:
- 2011-01-21
- Filing Date:
- 2011-02-15
- Accepted Time:
- 2011-02-15 16:32:30
- Original Submission Date:
- 2011-01-26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 885462 | Gulf Resources Inc. | GFRE | Chemicals & Allied Products (2800) | 133637458 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1484972 | Hap Trading, Llc | 33 Whitehall St 6Th Floor New York NY 10004 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Gulf Resources Inc. Common Stock | Acquisiton | 2011-01-21 | 5,753,000 | $0.12 | 4,917,046 | No | 4 | C | Direct | |
| Gulf Resources Inc. Common Stock | Acquisiton | 2001-01-24 | 550,000 | $0.12 | 4,917,046 | No | 4 | C | Direct | |
| Gulf Resources Inc. Common Stock | Disposition | 2011-02-15 | 372,809 | $9.36 | 4,917,046 | No | 4 | S | Direct | |
| Gulf Resources Inc. Common Stock | Disposition | 2011-02-15 | 280,000 | $9.28 | 4,917,046 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Gulf Resources Inc. Commone Stock | GFRE Call Option | Acquisiton | 2010-02-15 | 6,999 | $0.50 | 0 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-02-15 | 2011-04-15 | No | 4 | P | Direct |
Footnotes
- Amendment being filed to correct Column 4 Price. All other information on this transaction in the originial filing is correct.
- Amendment being filed to reflect open market stock sales during the period 01/26/2011 to 02/15/2011.
Billionaire Hedge Funds
