Filing Details
- Accession Number:
- 0001127602-18-016509
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-07 16:19:42
- Reporting Period:
- 2018-05-03
- Accepted Time:
- 2018-05-07 16:19:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1252006 | T Brian Griffin | 120 Monument Circle Indianapolis IN 46204 | Evp & Ceo, Ingeniorx | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-03 | 9,756 | $61.88 | 25,619 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-03 | 7,489 | $146.93 | 33,108 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-03 | 14,830 | $89.44 | 47,938 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-03 | 4,478 | $152.78 | 52,416 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-03 | 16,232 | $131.80 | 68,648 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-03 | 6,636 | $166.97 | 75,284 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-03 | 54,497 | $224.32 | 20,787 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-05-03 | 4,924 | $225.35 | 15,863 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-03 | 9,756 | $0.00 | 9,756 | $61.88 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-03 | 7,489 | $0.00 | 7,489 | $146.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-03 | 14,830 | $0.00 | 14,830 | $89.44 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-03 | 4,478 | $0.00 | 4,478 | $152.78 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-03 | 16,232 | $0.00 | 16,232 | $131.80 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-03 | 6,636 | $0.00 | 6,636 | $166.97 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2020-03-01 | No | 4 | M | Direct | |
| 0 | 2025-03-02 | No | 4 | M | Direct | |
| 0 | 2021-03-03 | No | 4 | M | Direct | |
| 896 | 2025-08-03 | No | 4 | M | Direct | |
| 8,116 | 2026-03-01 | No | 4 | M | Direct | |
| 13,272 | 2027-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,245 | Indirect | 2016 GRAT Trust |
| Common Stock | 17,767 | Indirect | 2017 GRAT I Trust |
| Common Stock | 17,767 | Indirect | 2017 GRAT II Trust |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $224.13 to $225.10. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff,the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $225.15 to $225.49. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff,the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option represents a right to purchase a total of 9,756 shares, and is exercisable in six semi-annual installments of 1,626 shares each, beginning on September 1, 2013, which is the six-month anniversary of the option grant date.
- The option represents a right to purchase a total of 7,489 shares, and is exercisable in five semi-annual installments of 1,248 shares each and one installment of 1,249 shares, beginning on September 2, 2015, which is the six-month anniversary of the option grant date.
- The option represents a right to purchase a total of 14,830 shares, and is exercisable in six semi-annual installments, with two installments of 2,471 shares each and four installments of 2,472 shares each, beginning on September 3, 2014, which is the six-month anniversary of the option grant date.
- The option represents a right to purchase a total of 5,374 shares, and is exercisable in six semi-annual installments, with two installments of 895 shares each and four installments of 896 shares each, beginning on February 3, 2016, which is the six-month anniversary of the option grant date.
- The option represents a right to purchase a total of 24,348 shares, and is exercisable in six semi-annual installments of 4,058 shares each, beginning on September 1, 2016, which is the six-month anniversary of the option grant date.
- The option represents a right to purchase a total of 19,908 shares, and is exercisable in six semi-annual installments of 3,318 shares each, beginning on September 1, 2017, which is the six-month anniversary of the option grant date.
Billionaire Hedge Funds
