Filing Details

Accession Number:
0001209191-18-028286
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-07 16:06:16
Reporting Period:
2018-05-03
Accepted Time:
2018-05-07 16:06:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
718937 Staar Surgical Co STAA Ophthalmic Goods (3851) 953797439
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325697 J Deborah Andrews 1911 Walker Avenue
Monrovia CA 91016
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-03 13,331 $2.91 28,998 No 4 M Direct
Common Stock Disposition 2018-05-03 13,331 $17.60 15,667 No 4 S Direct
Common Stock Acquisiton 2018-05-07 25,000 $5.68 40,667 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Disposition 2018-05-03 13,331 $0.00 13,331 $2.91
Common Stock Common Stock Disposition 2018-05-07 25,000 $0.00 25,000 $5.68
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-05-15 2018-05-14 No 4 M Direct
0 2013-12-15 2020-12-14 No 4 M Direct
Footnotes
  1. These stock options became exercisable in three equal annual installments on May 15, 2009, May 15, 2010, and May 15, 2011.
  2. These stock options became exercisable in three equal annual installments on December 15, 2011, December 15, 2012, and December 15, 2013.