Filing Details
- Accession Number:
- 0001593968-18-000738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-07 11:06:06
- Reporting Period:
- 2018-05-04
- Accepted Time:
- 2018-05-07 11:06:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1466026 | Midland States Bancorp Inc. | MSBI | State Commercial Banks (6022) | 371233196 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1732696 | A. Stephen Erickson | 1201 Network Centre Dr. Effingham IL 62401 | Chief Financial Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-04 | 3,582 | $16.00 | 9,038 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-04 | 3,582 | $31.37 | 5,456 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Disposition | 2018-05-04 | 3,582 | $0.00 | 3,582 | $16.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,418 | 2022-05-08 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $16.00 | 2022-12-13 | 2,438 | 2,438 | Direct | |
| Common Stock | Option (right to buy) | $23.00 | 2025-11-03 | 5,045 | 5,045 | Direct | |
| Common Stock | Option (right to buy) | $16.59 | 2023-12-10 | 4,822 | 4,822 | Direct | |
| Common Stock | Option (right to buy) | $28.59 | 2026-11-16 | 2,289 | 2,289 | Direct | |
| Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 3,909 | 3,909 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-12-13 | 2,438 | 2,438 | Direct |
| 2025-11-03 | 5,045 | 5,045 | Direct |
| 2023-12-10 | 4,822 | 4,822 | Direct |
| 2026-11-16 | 2,289 | 2,289 | Direct |
| 2024-12-02 | 3,909 | 3,909 | Direct |
Footnotes
- These options have a 10 year term and become partially exercisable after 1 year and vest in four equal annual installments.
Billionaire Hedge Funds
