Filing Details
- Accession Number:
- 0001127602-18-016375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-05-04 16:09:00
- Reporting Period:
- 2018-05-02
- Accepted Time:
- 2018-05-04 16:09:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 929940 | Aspen Technology Inc | AZPN | Services-Computer Programming Services (7371) | 042739697 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1332920 | G F Hammond | C/O Aspen Technology, Inc. 20 Crosby Drive Bedford MA 01730 | Senior Vp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-05-02 | 5,960 | $44.38 | 29,113 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-02 | 4,809 | $45.46 | 33,922 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-02 | 12,354 | $88.00 | 21,568 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-05-03 | 1,045 | $32.45 | 22,613 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-03 | 2,029 | $43.44 | 24,642 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-05-03 | 596 | $44.38 | 25,238 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-05-03 | 3,670 | $88.00 | 21,568 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-02 | 5,960 | $0.00 | 5,960 | $44.38 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-02 | 4,809 | $0.00 | 4,809 | $45.46 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-03 | 1,045 | $0.00 | 1,045 | $32.54 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-03 | 2,029 | $0.00 | 2,029 | $43.44 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2018-05-03 | 596 | $0.00 | 596 | $44.38 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,580 | 2025-08-02 | No | 4 | M | Direct | |
| 6,190 | 2026-08-31 | No | 4 | M | Direct | |
| 0 | 2023-07-31 | No | 4 | M | Direct | |
| 450 | 2024-07-31 | No | 4 | M | Direct | |
| 2,984 | 2025-08-02 | No | 4 | M | Direct |
Footnotes
- The option granted at the exercise price of $44.38, vests in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2015.
- The option granted at the exercise price of $45.46, vests in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2016.
- The option granted at the exercise price of $32.54, vests in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2013.
- The option granted at the exercise price of $43.44, vests in 16 equal consecutive quarterly installments on the last business day of each quarter, beginning on September 30, 2014.
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