Filing Details

Accession Number:
0001209191-18-027944
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-04 07:42:24
Reporting Period:
2018-05-03
Accepted Time:
2018-05-04 07:42:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1720116 Red Violet Inc. RDVT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1636524 Robert Swayman C/o Red Violet, Inc.
2650 N. Military Trail, Suite 300
Boca Raton FL 33431
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-03 4,000 $5.87 5,083 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 12,000 Direct
Common Stock 4,000 Direct
Common Stock 6,666 Direct
Common Stock 8,000 Indirect See Footnote
Footnotes
  1. The shares were purchased in multiple transactions at prices ranging from $5.80 to $5.95, with a weighted average price per share of $5.87. The reporting person undertakes to provide Red Violet, Inc., any security holder of Red Violet, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote.
  2. Shares held through BSIG, LLC of which Mr. Swayman is a member.
  3. On March 29, 2018, the reporting person received a grant of 12,000 restricted stock units ("RSUs"), convertible into common stock of the issuer on a one-for-one basis. The RSUs vest in three equal installments on March 29, 2019, 2020 and 2021, subject to accelerated besting under certain conditions.
  4. On March 29, 2018, the reporting person received a grant of 4,000 RSUs, convertible into common stock of the issuer on a one-for-one basis. The RSUs vest on March 29, 2019, subject to accelerated vesting under certain conditions.
  5. Shares held by a family trust of which Mr. Swayman serves as co-trustee.