Filing Details
- Accession Number:
- 0001205796-11-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-15 15:51:24
- Reporting Period:
- 2011-02-10
- Filing Date:
- 2011-02-15
- Accepted Time:
- 2011-02-15 15:51:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 840264 | Capitol Bancorp Ltd | CBC | National Commercial Banks (6021) | 382761672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1205796 | A Bruce Thomas | 11344 Wilson St. Dewitt MI 48820 | President, Bank Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-10 | 10,000 | $0.00 | 10,000 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2011-02-10 | 10,000 | $0.00 | 10,000 | No | 5 | P | Indirect | Wife |
| Common Stock | Acquisiton | 2011-02-10 | 2,500 | $0.00 | 2,500 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct | |
| No | 5 | P | Indirect | Wife |
| No | 5 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,813 | Direct | |
| Common Stock | 2,718 | Indirect | ESOP |
| Common Stock | 547 | Indirect | 401k |
| Common Stock | 2,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $30.21 | 2005-05-16 | 2011-05-16 | 20,000 | 20,000 | Direct |
| Common Stock | Option (right to buy) | $2.01 | 2009-11-16 | 2014-11-16 | 27,658 | 27,658 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2011-05-16 | 20,000 | 20,000 | Direct |
| 2014-11-16 | 27,658 | 27,658 | Direct |
Footnotes
- The reporting person disposed of trust-preferred securities in exchange for shares of common stock in an issuer exchange offer. For each $10 liquidation value of trust-preferred securities tendered in the exchange, 10 shares of common stock were received.
Billionaire Hedge Funds
