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Filing Details

Accession Number:: 0001209191-18-027861
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-03 18:39:40
Reporting Period:: 2018-04-17

Accepted Time:: 2018-05-03 18:39:40
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1374684	Mulesoft Inc	MULE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1111165	L Ann Winblad	Pier 33 South, The Embarcadero San Francisco CA 94111		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2018-04-17	8,770	$44.52	0	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2018-04-18	308,180	$0.00	351,158	No	5	G	Direct
Class A Common Stock	Acquisiton	2018-05-01	351,158	$0.00	0	No	4	U	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	5	G	Direct
No	4	U	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.34 to $44.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
The shares are held of record by Hummer Winblad Venture Partners V, L.P. ("HWVP V") as nominee for Hummer Winblad Venture Partners V-A, L.P. HW Equity V is the general partner of HWVP V. The Reporting Person is a managing member of HW Equity V and shares voting and dispositive power with respect to the shares held of record by HWVP V. HW Equity V and the Reporting Person disclaim beneficial ownership of such shares except the extent of their pecuniary interests therein.
Pursuant to the Agreement and Plan of Merger, dated as of March 20, 2018 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Malbec Acquisition Corp. and the Issuer, each share of Class A common stock was tendered in exchange for (i) $36.00 in cash and (ii) 0.0711 of a share of Salesforce common stock, together with cash in lieu of any fractional shares of Salesforce common stock (the "Transaction Consideration"). Upon consummation of the tender offer and following the conversion of tendered shares of Class B common stock to Class A common stock on a one-to-one basis, the Reporting Person received Transaction Consideration of $12,641,688.00 in cash, 24,967 shares of Salesforce common stock and $40.48 in lieu of any fractional shares of Salesforce common stock.