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Filing Details

Accession Number:: 0001127602-18-016276
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-05-03 18:05:53
Reporting Period:: 2018-05-01

Accepted Time:: 2018-05-03 18:05:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1535929	Voya Financial Inc.	VOYA	Life Insurance (6311)	521222820

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1641449	P Charles Nelson	230 Park Ave New York NY 10169	See Remarks	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-05-01	24,867	$0.00	45,382	No	4	M	Direct
Common Stock	Disposition	2018-05-01	11,467	$51.51	33,915	No	4	F	Direct
Common Stock	Acquisiton	2018-05-02	13,900	$50.25	47,815	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	F	Direct
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Performance Stock Unit	Disposition	2018-05-01	4,098	$0.00	4,835	$0.00
Common Stock	Performance Stock Unit	Disposition	2018-05-01	6,147	$0.00	6,515	$0.00
Common Stock	Performance Stock Unit	Disposition	2018-05-01	6,147	$0.00	8,052	$0.00
Common Stock	Restricted Stock Units	Disposition	2018-05-01	5,465	$0.00	5,465	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
87,159	No	4	M	Direct
81,012	No	4	M	Direct
74,865	No	4	M	Direct
64,800	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Deferred Savings Plan Issuer Stock Units	$0.00			1,741	1,741	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	1,741	1,741	Direct

Footnotes

Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
This transaction was executed in multiple trades at prices ranging from $50.22 to $50.26. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The number of shares of common stock delivered upon vesting is 118% of the performance stock units.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The number of shares of common stock delivered upon vesting is 106% of the performance stock units.
The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors. The number of shares of common stock delivered upon vesting is 131% of the performance stock units.
The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.