Filing Details

Accession Number:
0001601712-18-000160
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-03 16:32:07
Reporting Period:
2018-05-01
Accepted Time:
2018-05-03 16:32:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1601712 Synchrony Financial SYF Finance Services (6199) 510483352
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1614727 M Thomas Quindlen C/O Synchrony Financial
777 Long Ridge Road
Stamford CT 06902
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-05-01 8,195 $32.89 171,239 No 4 S Direct
Common Stock Acquisiton 2018-05-01 9,577 $24.55 180,816 No 4 M Direct
Common Stock Disposition 2018-05-01 9,577 $32.89 171,239 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2018-05-01 9,577 $0.00 9,577 $24.55
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,771 2024-09-17 No 4 A Direct
Footnotes
  1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.78 to $33.06. Information regarding the number of shares sold at each price will be provided upon request.
  3. The total reported in Column 5 bas been adjusted to include 5,025 dividend equivalent units that were previously reported on Table II.
  4. The reporting person was awarded 31,926 employee stock options on September 17, 2014, which vest in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.