Filing Details

Accession Number:
0001140361-18-021486
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-05-03 14:33:40
Reporting Period:
2018-04-30
Accepted Time:
2018-05-03 14:33:40
Original Submission Date:
2018-05-02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
20639 Ambase Corp ABCP Operators Of Nonresidential Buildings (6512) 952962743
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1607925 Iszo Capital Management Lp 415 Madison Avenue, 14Th Floor
New York NY 10017
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2018-04-30 200,500 $0.45 9,896,451 No 4 P Indirect By IsZo Capital LP
Common Stock, $0.01 Par Value Acquisiton 2018-05-01 75,000 $0.50 9,971,451 No 4 P Indirect By IsZo Capital LP
Common Stock, $0.01 Par Value Acquisiton 2018-05-02 121,500 $0.52 10,092,951 No 4 P Indirect By IsZo Capital LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IsZo Capital LP
No 4 P Indirect By IsZo Capital LP
No 4 P Indirect By IsZo Capital LP
Footnotes
  1. This Form 4 is filed jointly by IsZo Capital Management LP ("IsZo Capital Management"), IsZo Capital LP (the "Fund"), IsZo Capital GP LLC ("IsZo Capital GP"), and Brian L. Sheehy (collectively, the "Reporting Persons").
  2. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein.
  3. Shares are owned directly by the Fund. Each of IsZo Capital Management and IsZo Capital GP as the investment manager and general partner, respectively, of the Fund, and Brian L. Sheehy, as the president of the general partner of IsZo Capital Management and the managing member of IsZo Capital GP, may be deemed to beneficially own the shares of Common Stock owned directly by the Fund.