Filing Details

Accession Number:
0001140361-18-021478
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-03 14:10:48
Reporting Period:
2018-05-03
Accepted Time:
2018-05-03 14:10:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1013272 Norwood Financial Corp NWFL State Commercial Banks (6022) 232828306
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1192355 H John Sanders 717 Main Street
Honesdale PA 18431
Senior Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-03 650 $17.33 650 No 4 M Direct
Common Stock Disposition 2018-05-03 650 $30.20 0 No 4 S Direct
Common Stock Acquisiton 2018-05-03 1,650 $16.83 1,650 No 4 M Direct
Common Stock Disposition 2018-05-03 350 $30.20 1,300 No 4 S Direct
Common Stock Disposition 2018-05-03 1,300 $30.14 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options Right-to-Buy Disposition 2018-05-03 650 $0.00 650 $17.33
Common Stock Options Right-to-Buy Disposition 2018-05-03 1,650 $0.00 1,650 $16.83
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,700 2010-12-31 2019-12-31 No 4 M Direct
12,050 2011-12-31 2020-12-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 375 Indirect LLC (25% Owner)
Common Stock 9,345 Indirect ESOP