Filing Details

Accession Number:
0001144204-18-024758
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-02 16:05:35
Reporting Period:
2018-05-01
Accepted Time:
2018-05-02 16:05:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1426800 Assembly Biosciences Inc. ASMB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238325 R William Ringo C/o Assembly Biosciences, Inc.
11711 N. Meridian Street, Suite 310
Carmel IN 46032
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-05-01 1,000 $7.20 20,465 No 4 M Direct
Common Stock Disposition 2018-05-01 1,000 $43.06 19,465 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2018-05-01 1,000 $0.00 1,000 $7.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
51,000 2024-07-10 No 4 M Direct
Footnotes
  1. The option exercise and sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. This option, initially representing a right to purchase 64,000 shares, became exercisable in three equal installments on July 11, 2014; July 11, 2015; and July 11, 2016.