Filing Details

Accession Number:
0001209191-18-027154
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-01 17:14:27
Reporting Period:
2018-01-04
Accepted Time:
2018-05-01 17:14:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
764579 Cas Medical Systems Inc CASM Surgical & Medical Instruments & Apparatus (3841) 061123096
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601391 Acuta Capital Fund, Lp 1301 Shoreway Road
Suite 350
Belmont CA 94002
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-27 4,830 $0.72 3,433,513 No 4 P Direct
Common Stock Acquisiton 2017-12-28 1,380 $0.70 3,434,893 No 4 P Direct
Common Stock Acquisiton 2017-12-29 8,896 $0.74 3,443,789 No 4 P Direct
Common Stock Acquisiton 2018-01-04 5,440 $0.86 3,449,229 No 4 P Direct
Common Stock Acquisiton 2018-01-17 100 $1.05 3,449,329 No 4 P Direct
Common Stock Acquisiton 2018-02-02 1,000 $1.19 3,450,329 No 4 P Direct
Common Stock Acquisiton 2018-02-06 2,811 $1.17 3,453,140 No 4 P Direct
Common Stock Acquisiton 2018-02-09 4,964 $1.15 3,458,104 No 4 P Direct
Common Stock Acquisiton 2018-02-12 884 $1.15 3,458,988 No 4 P Direct
Common Stock Acquisiton 2018-02-13 975 $1.18 3,459,963 No 4 P Direct
Common Stock Acquisiton 2018-02-16 832 $1.17 3,460,795 No 4 P Direct
Common Stock Acquisiton 2018-02-20 2,290 $1.11 3,463,085 No 4 P Direct
Common Stock Acquisiton 2018-02-21 300 $1.10 3,463,385 No 4 P Direct
Common Stock Acquisiton 2018-02-23 333 $1.13 3,463,718 No 4 P Direct
Common Stock Acquisiton 2018-02-28 2,720 $1.15 3,466,438 No 4 P Direct
Common Stock Acquisiton 2018-03-01 1,814 $1.07 3,468,252 No 4 P Direct
Common Stock Acquisiton 2018-03-02 680 $1.08 3,468,932 No 4 P Direct
Common Stock Acquisiton 2018-03-08 400 $1.10 3,469,332 No 4 P Direct
Common Stock Acquisiton 2018-03-09 1,180 $1.07 3,470,512 No 4 P Direct
Common Stock Acquisiton 2018-03-15 9,370 $1.16 3,479,882 No 4 P Direct
Common Stock Acquisiton 2018-03-16 2,176 $1.25 3,482,058 No 4 P Direct
Common Stock Acquisiton 2018-03-19 1,088 $1.25 3,483,146 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The shares were purchased in multiple transactions at prices ranging from $0.71 to $0.7298 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The shares were purchased in multiple transactions at prices ranging from $0.6899 to $0.7049 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The shares were purchased in multiple transactions at prices ranging from $0.70 to $0.77 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The shares were purchased in multiple transactions at prices ranging from $0.85 to $0.86 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. The shares were purchased in multiple transactions at prices ranging from $1.13 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. The shares were purchased in multiple transactions at prices ranging from $1.12 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  8. The shares were purchased in multiple transactions at prices ranging from $1.15 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  9. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.17 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  10. The shares were purchased in multiple transactions at prices ranging from $1.10 to $1.16 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  11. The shares were purchased in multiple transactions at prices ranging from $1.14 to $1.15 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  12. The shares were purchased in multiple transactions at prices ranging from $1.06 to $1.08 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  13. The shares were purchased in multiple transactions at prices ranging from $1.09 to $1.12 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  14. The shares were purchased in multiple transactions at prices ranging from $1.06 to $1.10 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  15. The shares were purchased in multiple transactions at prices ranging from $1.05 to $1.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  16. The shares were purchased in multiple transactions at prices ranging from $1.22 to $1.26 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  17. The shares were purchased in multiple transactions at prices ranging from $1.22 to $1.28 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.