Filing Details

Accession Number:
0001209191-18-027153
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-01 17:13:00
Reporting Period:
2018-01-04
Accepted Time:
2018-05-01 17:13:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
764579 Cas Medical Systems Inc CASM Surgical & Medical Instruments & Apparatus (3841) 061123096
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601391 Acuta Capital Fund, Lp 1301 Shoreway Road
Suite 350
Belmont CA 94002
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-25 6,320 $1.18 3,244,778 No 4 P Direct
Common Stock Acquisiton 2017-07-26 59,228 $1.20 3,304,006 No 4 P Direct
Common Stock Acquisiton 2017-07-27 2,088 $1.18 3,306,094 No 4 P Direct
Common Stock Acquisiton 2017-07-28 10,287 $1.19 3,316,381 No 4 P Direct
Common Stock Acquisiton 2017-07-31 1,340 $1.19 3,317,721 No 4 P Direct
Common Stock Acquisiton 2017-08-01 3,400 $1.18 3,321,121 No 4 P Direct
Common Stock Acquisiton 2017-08-02 1,292 $1.18 3,322,413 No 4 P Direct
Common Stock Acquisiton 2017-08-03 4,051 $1.17 3,326,464 No 4 P Direct
Common Stock Acquisiton 2017-08-04 2,624 $1.18 3,329,088 No 4 P Direct
Common Stock Acquisiton 2017-08-07 2,311 $1.18 3,331,399 No 4 P Direct
Common Stock Acquisiton 2017-08-08 26,384 $0.99 3,357,783 No 4 P Direct
Common Stock Acquisiton 2017-08-09 4,080 $0.99 3,361,863 No 4 P Direct
Common Stock Acquisiton 2017-08-10 8,656 $0.98 3,370,519 No 4 P Direct
Common Stock Acquisiton 2017-08-11 5,440 $1.00 3,375,959 No 4 P Direct
Common Stock Acquisiton 2017-08-15 2,720 $0.96 3,378,679 No 4 P Direct
Common Stock Acquisiton 2017-08-16 333 $0.99 3,379,012 No 4 P Direct
Common Stock Acquisiton 2017-08-17 4,284 $0.96 3,383,296 No 4 P Direct
Common Stock Acquisiton 2017-08-18 1,565 $0.99 3,384,861 No 4 P Direct
Common Stock Acquisiton 2017-08-22 816 $0.99 3,385,677 No 4 P Direct
Common Stock Acquisiton 2017-08-23 5,576 $0.96 3,391,253 No 4 P Direct
Common Stock Acquisiton 2017-08-24 2,720 $0.95 3,393,973 No 4 P Direct
Common Stock Acquisiton 2017-08-29 1,088 $0.93 3,395,061 No 4 P Direct
Common Stock Acquisiton 2017-09-07 2,464 $0.89 3,397,525 No 4 P Direct
Common Stock Acquisiton 2017-09-08 222 $0.90 3,397,747 No 4 P Direct
Common Stock Acquisiton 2017-12-13 2,070 $0.62 3,399,817 No 4 P Direct
Common Stock Acquisiton 2017-12-14 5,520 $0.63 3,405,337 No 4 P Direct
Common Stock Acquisiton 2017-12-15 3,450 $0.64 3,408,787 No 4 P Direct
Common Stock Acquisiton 2017-12-18 2,760 $0.66 3,411,547 No 4 P Direct
Common Stock Acquisiton 2017-12-19 7,476 $0.65 3,419,023 No 4 P Direct
Common Stock Acquisiton 2017-12-26 9,660 $0.72 3,428,683 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The shares were purchased in multiple transactions at prices ranging from $1.15 to $1.19 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.25 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.19 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.20 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.19 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.18 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  8. The shares were purchased in multiple transactions at prices ranging from $1.17 to $1.19 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  9. The shares were purchased in multiple transactions at prices ranging from $1.18 to $1.19 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  10. The shares were purchased in multiple transactions at prices ranging from $0.955 to $1.02 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  11. The shares were purchased in multiple transactions at prices ranging from $0.99 to $1.00 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  12. The shares were purchased in multiple transactions at prices ranging from $0.958 to $0.998 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  13. The shares were purchased in multiple transactions at prices ranging from $0.98 to $1.01 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  14. The shares were purchased in multiple transactions at prices ranging from $0.9598 to $0.97 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  15. The shares were purchased in multiple transactions at prices ranging from $0.9499 to $1.00 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  16. The shares were purchased in multiple transactions at prices ranging from $0.99 to $1.00 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  17. The shares were purchased in multiple transactions at prices ranging from $0.98 to $0.99 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  18. The shares were purchased in multiple transactions at prices ranging from $0.95 to $0.99 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  19. The shares were purchased in multiple transactions at prices ranging from $0.95 to $0.96 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  20. The shares were purchased in multiple transactions at prices ranging from $0.91 to $0.96 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  21. The shares were purchased in multiple transactions at prices ranging from $0.87 to $0.89 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  22. The shares were purchased in multiple transactions at prices ranging from $0.6189 to $0.6299 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  23. The shares were purchased in multiple transactions at prices ranging from $0.6199 to $0.6388 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  24. The shares were purchased in multiple transactions at prices ranging from $0.6299 to $0.65 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  25. The shares were purchased in multiple transactions at prices ranging from $0.648 to $0.6787 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  26. The shares were purchased in multiple transactions at prices ranging from $0.6396 to $0.669 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  27. The shares were purchased in multiple transactions at prices ranging from $0.6796 to $0.72 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.