Filing Details

Accession Number:
0001209191-18-027145
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-05-01 16:59:59
Reporting Period:
2017-07-03
Accepted Time:
2018-05-01 16:59:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1006045 Iridex Corp IRIX Electromedical & Electrotherapeutic Apparatus (3845) 770210467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601391 Acuta Capital Fund, Lp 1301 Shoreway Road
Suite 350
Belmont CA 94002
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-07-03 2,756 $9.75 1,159,767 No 4 P Direct
Common Stock Acquisiton 2017-07-05 3,183 $9.53 1,162,950 No 4 P Direct
Common Stock Acquisiton 2017-07-06 17,600 $9.53 1,180,550 No 4 P Direct
Common Stock Acquisiton 2017-07-07 8,217 $9.62 1,188,767 No 4 P Direct
Common Stock Acquisiton 2017-07-10 6,933 $9.61 1,195,700 No 4 P Direct
Common Stock Acquisiton 2017-07-11 15,545 $9.53 1,211,245 No 4 P Direct
Common Stock Acquisiton 2017-07-12 9,742 $9.36 1,220,987 No 4 P Direct
Common Stock Acquisiton 2017-07-13 5,017 $9.31 1,226,004 No 4 P Direct
Common Stock Acquisiton 2017-07-14 3,071 $9.43 1,229,075 No 4 P Direct
Common Stock Acquisiton 2017-07-17 2,017 $9.39 1,231,092 No 4 P Direct
Common Stock Acquisiton 2017-07-18 3,695 $9.39 1,234,787 No 4 P Direct
Common Stock Acquisiton 2017-07-19 4,141 $9.42 1,238,928 No 4 P Direct
Common Stock Acquisiton 2017-07-20 3,115 $9.56 1,242,043 No 4 P Direct
Common Stock Acquisiton 2017-07-21 7,020 $9.54 1,249,063 No 4 P Direct
Common Stock Acquisiton 2017-07-24 2,895 $9.57 1,251,958 No 4 P Direct
Common Stock Acquisiton 2017-07-25 670 $9.62 1,252,628 No 4 P Direct
Common Stock Acquisiton 2017-07-26 4,415 $9.62 1,257,043 No 4 P Direct
Common Stock Acquisiton 2017-07-27 7,442 $9.47 1,264,485 No 4 P Direct
Common Stock Acquisiton 2017-07-28 8,633 $9.50 1,273,118 No 4 P Direct
Common Stock Acquisiton 2017-07-31 5,137 $9.45 1,278,255 No 4 P Direct
Common Stock Acquisiton 2017-08-01 8,055 $9.14 1,286,310 No 4 P Direct
Common Stock Acquisiton 2017-08-02 4,685 $8.76 1,290,995 No 4 P Direct
Common Stock Acquisiton 2017-08-03 2,040 $8.67 1,293,035 No 4 P Direct
Common Stock Acquisiton 2017-08-04 16,402 $8.18 1,309,437 No 4 P Direct
Common Stock Acquisiton 2017-08-07 600 $8.23 1,310,037 No 4 P Direct
Common Stock Acquisiton 2017-08-08 13,185 $8.18 1,323,222 No 4 P Direct
Common Stock Acquisiton 2017-08-09 9,730 $8.60 1,332,952 No 4 P Direct
Common Stock Acquisiton 2017-08-10 2,852 $8.46 1,335,804 No 4 P Direct
Common Stock Acquisiton 2017-08-11 5,365 $8.48 1,341,169 No 4 P Direct
Common Stock Acquisiton 2017-08-15 555 $8.55 1,341,724 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Footnotes
  1. The shares were purchased in multiple transactions at prices ranging from $9.68 to $9.96 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The shares were purchased in multiple transactions at prices ranging from $9.43 to $9.59 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The shares were purchased in multiple transactions at prices ranging from $9.33 to $9.72 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. The shares were purchased in multiple transactions at prices ranging from $9.23 to $9.85 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. The shares were purchased in multiple transactions at prices ranging from $9.55 to $9.73 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. The shares were purchased in multiple transactions at prices ranging from $9.345 to $9.65 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. The shares were purchased in multiple transactions at prices ranging from $9.19 to $9.51 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  8. The shares were purchased in multiple transactions at prices ranging from $9.13 to $9.48 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  9. The shares were purchased in multiple transactions at prices ranging from $9.35 to $9.47 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  10. The shares were purchased in multiple transactions at prices ranging from $9.33 to $9.42 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  11. The shares were purchased in multiple transactions at prices ranging from $9.29 to $9.45 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  12. The shares were purchased in multiple transactions at prices ranging from $9.25 to $9.56 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  13. The shares were purchased in multiple transactions at prices ranging from $9.41 to $9.66 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  14. The shares were purchased in multiple transactions at prices ranging from $9.42 to $9.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  15. The shares were purchased in multiple transactions at prices ranging from $9.45 to $9.62 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  16. The shares were purchased in multiple transactions at prices ranging from $9.59 to $9.64 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  17. The shares were purchased in multiple transactions at prices ranging from $9.52 to $9.70 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  18. The shares were purchased in multiple transactions at prices ranging from $9.38 to $9.69 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  19. The shares were purchased in multiple transactions at prices ranging from $9.42 to $9.60 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  20. The shares were purchased in multiple transactions at prices ranging from $9.34 to $9.53 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  21. The shares were purchased in multiple transactions at prices ranging from $9.06 to $9.21 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  22. The shares were purchased in multiple transactions at prices ranging from $8.69 to $8.83 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  23. The shares were purchased in multiple transactions at prices ranging from $8.60 to $8.78 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  24. The shares were purchased in multiple transactions at prices ranging from $7.84 to $8.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  25. The shares were purchased in multiple transactions at prices ranging from $8.21 to $8.25 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  26. The shares were purchased in multiple transactions at prices ranging from $8.10 to $8.37 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  27. The shares were purchased in multiple transactions at prices ranging from $8.50 to $8.66 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  28. The shares were purchased in multiple transactions at prices ranging from $8.38 to $8.61 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  29. The shares were purchased in multiple transactions at prices ranging from $8.44 to $8.50 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  30. The shares were purchased in multiple transactions at prices ranging from $8.52 to $8.56 per share. The price reported reflects the volume weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.