Filing Details
- Accession Number:
- 0001209191-11-009640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-15 13:31:05
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-15
- Accepted Time:
- 2011-02-15 13:31:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1173431 | Td Ameritrade Holding Corp | AMTD | Security Brokers, Dealers & Flotation Companies (6211) | 820543156 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 947263 | Bank Dominion Toronto | Toronto-Dominion Centre P.o. Box 1 Toronto A6 M5KIA2 | No | No | Yes | No | |
| 1497772 | R.l. S.a Holdings International Luxembourg Td | 46A, Avenue John F. Kennedy Luxembourg N4 L-2951 | No | No | Yes | No |
Transaction Summary
| Sold: | 636,661 shares | Avg. Price: $20.98 | Total Value: $13,359,379.18 |
| Number of Shares After Transactions: | 257,353,375 shares | ||
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value 0.01 Per Share | Disposition | 2011-02-11 | 377,269 | $20.96 | 257,612,767 | No | 4 | S | Direct | |
| Common Stock, Par Value 0.01 Per Share | Disposition | 2011-02-14 | 259,392 | $21.02 | 257,353,375 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- This price represents the approximate weighted average price per share of common stock of TD Ameritrade Holding Corporation (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $20.74 to $21.12 per Share. TD Luxembourg International Holdings S.a.r.l. and The Toronto-Dominion Bank (together, the "Reporting Persons") undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
- This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $20.95 to $21.13 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
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