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Filing Details

Accession Number:: 0001593968-18-000706
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-04-30 18:27:45
Reporting Period:: 2018-04-27

Accepted Time:: 2018-04-30 18:27:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1615165	Veritone Inc.	VERI	Services-Computer Processing & Data Preparation (7374)	471161641

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1704669	Chad Steelberg	C/O Veritone, Inc. 575 Anton Boulevard Costa Mesa CA 92626	Ceo, Chairman Of The Board	No	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-04-27	8,276	$19.38	46,834	No	4	P	Direct
Common Stock	Acquisiton	2018-04-27	11,638	$19.75	58,472	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,355,387	Indirect	By Newport Coast Investments, LLC
Common Stock	298,287	Indirect	By Steel Holdings, LLC
Common Stock	589,968	Indirect	By NCI Investments, LLC
Common Stock	215,921	Indirect	By Steel Veritone Fund I, LLC

Footnotes

Transaction was effected pursuant to a Rule 10b5-1 Trading Plan adopted by reporting person on March 15, 2018.
Reflects the weighted-average purchase price for an aggregate of 8,276 shares purchased in multiple transactions at prices ranging from $18.66 to $19.65 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Reflects the weighted-average purchase price for an aggregate of 11,638 shares purchased in multiple transactions at prices ranging from $19.66 to $19.94 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
Shares are held by Newport Coast Investments, LLC. The grantor trust of reporting person (of which reporting person is a trustee) is a managing member of Newport Coast Investments, LLC and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Shares are held by Steel Holdings, LLC. Reporting person is the Manager and member of Steel Holdings, LLC and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Shares are held by NCI Investments, LLC ("NCI"). Reporting person is the Manager of NCI (and his grantor trust owns 50% of the membership interests in NCI) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
Shares are held by Steel Veritone Fund I, LLC ("SVF"). Reporting person is the Manager of SVF (and his grantor trust owns 50% of the membership interests in SVF) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.