Filing Details

Accession Number:
0001444363-18-000047
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-30 17:36:55
Reporting Period:
2018-04-26
Accepted Time:
2018-04-30 17:36:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1444363 Gain Capital Holdings Inc. GCAP Commodity Contracts Brokers & Dealers (6221) 204568600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1506226 Samantha Roady C/O Gain Capital Holdings, Inc.
135 U.s. Rt. 202/206, Suite 11
Bedminster NJ 07921
President - Retail No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-04-26 22,874 $8.50 226,017 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The shares were sold pursuant to a sales plan that complies with the requirements of Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.