Filing Details

Accession Number:
0001273412-11-000024
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-15 12:42:43
Reporting Period:
2011-02-14
Filing Date:
2011-02-15
Accepted Time:
2011-02-15 12:42:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1050743 Peapack Gladstone Financial Corp PGC Commercial Banks, Nec (6029) 223537895
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236758 C Craig Spengeman 500 Hills Drive
Suite 300
Bedminster NJ 07921
President & Chf Investment Off Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-14 397 $13.65 23,717 No 4 S Direct
Common Stock Disposition 2011-02-14 2,103 $13.60 21,614 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 7,091 Indirect 401k/Profit Sharing Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock option (right to buy) $12.97 2011-05-10 2,794 2,794 Direct
Common Stock Stock option (right to buy) $27.51 2004-01-09 2014-01-09 23,098 23,098 Direct
Common Stock Stock option (right to buy) $26.76 2017-01-03 4,200 4,200 Direct
Common Stock Stock option (right to buy) $23.40 2018-01-02 4,200 4,200 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-05-10 2,794 2,794 Direct
2014-01-09 23,098 23,098 Direct
2017-01-03 4,200 4,200 Direct
2018-01-02 4,200 4,200 Direct
Footnotes
  1. The options were exercisable in five equal annual installments on September 14, 2001, 2002, 2003, 2004 and 2005. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
  2. The options were exercisable in five equal annual installments on May 10, 2002, 2003, 2004, 2005 and 2006. On December 11, 2003, the Compensation Committee of the Board of Directors of Peapack-Gladstone Financial Corporation authorized the accelerated vesting of the remaining options.
  3. The options are exercisable in five equal annual installments on January 3, 2008, 2009, 2010, 2011 and 2012.
  4. The options are exercisable in five equal annual installments on January 2, 2009, 2010, 2011, 2012 and 2013.