Filing Details

Accession Number:
0001213900-18-005210
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-04-30 17:15:13
Reporting Period:
2018-04-26
Accepted Time:
2018-04-30 17:15:13
Original Submission Date:
2018-04-30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1425287 Workhorse Group Inc. WKHS Motor Vehicles & Passenger Car Bodies (3711) 261394771
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1481717 S. Stephen Burns C/O Workhorse Group Inc.,
100 Commerce Drive
Loveland OH 45140
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2018-04-26 36,765 $2.72 804,102 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 50,000 Indirect Deborah Sue Burns
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock, Par Value $0.001 Stock Options $5.28 2017-06-30 2027-05-19 62,500 62,500 Direct
Common Stock, Par Value $0.001 Stock Options $7.21 2016-08-16 2021-08-16 35,000 35,000 Direct
Common Stock, Par Value $0.001 Stock Options $7.21 2016-08-16 2021-08-16 10,000 10,000 Direct
Common Stock, Par Value $0.001 Stock Options $4.99 2016-02-03 2021-02-03 40,000 40,000 Direct
Common Stock Stock Options $1.75 2015-08-03 2020-08-03 50,000 50,000 Direct
Common Stock Stock Options $1.40 2014-12-19 2019-12-18 50,000 50,000 Direct
Common Stock Stock Options $0.10 2014-07-01 2019-06-30 281,439 281,440 Direct
Common Stock Stock Options $6.00 2011-05-25 2018-05-25 50,000 50,000 Direct
Common Stock Stock Options $1.10 2010-12-04 2018-12-04 30,000 30,000 Direct
Common Stock Stock Options $7.20 2010-12-08 2020-12-08 30,000 30,000 Direct
Common Stock, Par Value $0.001 Stock Options $4.00 2010-05-12 2020-05-12 60,000 60,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2027-05-19 62,500 62,500 Direct
2021-08-16 35,000 35,000 Direct
2021-08-16 10,000 10,000 Direct
2021-02-03 40,000 40,000 Direct
2020-08-03 50,000 50,000 Direct
2019-12-18 50,000 50,000 Direct
2019-06-30 281,439 281,440 Direct
2018-05-25 50,000 50,000 Direct
2018-12-04 30,000 30,000 Direct
2020-12-08 30,000 30,000 Direct
2020-05-12 60,000 60,000 Direct
Footnotes
  1. 10,000 of the options vested on February 3, 2016 and an additional 10,000 will vest every six months thereafter.
  2. 2,500 of the options vested on August 16, 2016 and an additional 2,500 will vest every six months thereafter.
  3. 8,750 of the options vested on August 16, 2016 and an additional 8,750 will vest every six months thereafter.
  4. 20,000 of the options vested on May 12, 2010 and the remaining 40,000 shares became exercisable in eight (8) equal installments of 5,000 shares at the end of every quarter commencing June 30, 2010.
  5. Workhorse Group Inc. granted stock options exercisable at $5.28 per share to Mr. Burns to acquire 1,000,000 shares of common stock of the Company, which are exercisable for a period of ten years. The Stock Options vest in 16 equal quarterly tranches of 62,500 shares commencing June 30, 2017.