Filing Details

Accession Number:
0001593968-18-000703
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-27 20:44:38
Reporting Period:
2018-04-26
Accepted Time:
2018-04-27 20:44:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1615165 Veritone Inc. VERI Services-Computer Processing & Data Preparation (7374) 471161641
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1704669 Chad Steelberg C/O Veritone, Inc.
575 Anton Boulevard
Costa Mesa CA 92626
Ceo, Chairman Of The Board No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-04-26 9,749 $18.09 28,307 No 4 P Direct
Common Stock Acquisiton 2018-04-26 10,251 $18.69 38,558 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,355,387 Indirect By Newport Coast Investments, LLC
Common Stock 298,287 Indirect By Steel Holdings, LLC
Common Stock 589,968 Indirect By NCI Investments, LLC
Common Stock 215,921 Indirect By Steel Veritone Fund I, LLC
Footnotes
  1. Transaction was effected pursuant to a Rule 10b5-1 Trading Plan adopted by reporting person on March 15, 2018.
  2. Reflects the weighted-average purchase price for an aggregate of 9,749 shares purchased in multiple transactions at prices ranging from $17.57 to $18.47 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  3. Reflects the weighted-average purchase price for an aggregate of 10,251 shares purchased in multiple transactions at prices ranging from $18.50 to $18.85 per share. Reporting person undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
  4. Shares are held by Newport Coast Investments, LLC. The grantor trust of reporting person (of which reporting person is a trustee) is a managing member of Newport Coast Investments, LLC and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  5. Shares are held by Steel Holdings, LLC. Reporting person is the Manager and member of Steel Holdings, LLC and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  6. Shares are held by NCI Investments, LLC ("NCI"). Reporting person is the Manager of NCI (and his grantor trust owns 50% of the membership interests in NCI) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  7. Shares are held by Steel Veritone Fund I, LLC ("SVF"). Reporting person is the Manager of SVF (and his grantor trust owns 50% of the membership interests in SVF) and, as such, reporting person may be deemed a beneficial owner of such shares. Reporting person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.