Filing Details

Accession Number:
0001250617-11-000012
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-15 09:08:24
Reporting Period:
2011-02-14
Filing Date:
2011-02-15
Accepted Time:
2011-02-15 09:08:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
92769 Spectrum Control Inc SPEC Electronic Components, Nec (3679) 251196447
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209852 A Gerald Ryan 639 Golfshore Blvd., N.
Naples FL 34102
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-14 1,020 $14.30 31,986 No 4 S Indirect held by IRA
Common Stock Disposition 2011-02-14 8,980 $14.24 23,006 No 4 S Indirect held by IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect held by IRA
No 4 S Indirect held by IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,234 Direct
Common Stock 2,500 Indirect Trustee of Ryan Children's Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options $8.38 2013-04-10 12,000 12,000 Direct
Common Stock Options $6.43 2014-04-09 12,000 12,000 Direct
Common Stock Options $13.91 2015-04-15 6,000 6,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2013-04-10 12,000 12,000 Direct
2014-04-09 12,000 12,000 Direct
2015-04-15 6,000 6,000 Direct
Footnotes
  1. 1/3rd of the options are currently exercisable, 1/3rd are exercisable 4/10/2011 and the remaining 1/3rd are exercisable on 4/10/2012.
  2. 1/3rd of the options are exercisable 4/9/2011, 1/3rd are exercisable 4/9/2012 and the remaining 1/3rd are exercisable on 4/9/2013.
  3. 1/3rd of the options are exercisable 4/15/2012, 1/3rd are exercisable 4/15/2013 and the remaining 1/3rd are exercisable on 4/15/2014.