Filing Details

Accession Number:
0001209191-11-009553
Form Type:
5/A
Zero Holdings:
No
Publication Time:
2011-02-14 21:45:31
Reporting Period:
2010-12-31
Filing Date:
2011-02-14
Accepted Time:
2011-02-14 21:45:31
Original Submission Date:
2010-12-01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499482 L&L Acquisition Corp. LLAQ Blank Checks (6770) 273109518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1355214 Llm Structured Equity Fund Lp 265 Franklin Street
20Th Floor
Boston MA 02110
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-26 691,627 $0.02 691,627 No 4 P Direct
Common Stock Disposition 2010-11-02 56,022 $0.02 635,605 No 4 S Direct
Common Stock Disposition 2010-11-22 138,325 $0.00 497,280 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 S Direct
No 4 D Direct
Footnotes
  1. These transactions were omitted from the reporting person's first Form 4 filed by the reporting person after its original Form 3 was filed.
  2. LLM Capital Partners LLC is the manager and LLM Advisors L.P. is the general partner of LLM Structured Equity Fund LP (the "Fund"). LLM Advisors LLC is the general partner of LLM Advisors L.P. LLM Capital Partners LLC is the managing member of LLM Advisors LLC. Landers Moseley Capital Group LLC is the managing member of LLM Capital Partners LLC. Patrick J. Landers and Frederick S. Moseley, IV are the members of Landers Moseley Capital Group LLC. Each of LLM Advisors L.P., LLM Advisors LLC, LLM Capital Partners LLC, Landers Moseley Capital Group LLC, Mr. Landers and Mr. Moseley disclaims beneficial ownership of all shares held by the Fund in which it or he does not have a pecuniary interest.
  3. 64,863 of these shares were forfeited when the underwriters' over-allotment option, as described in the Issuer's registration statement on Form S-1 (File No.333-168949), expired on January 7, 2011. In addition, up to 240,232 of the shares are subject to forfeiture on the five-year anniversary of the closing of the Issuer's initial business combination unless prior to such time the last sales price of the Issuer's common stock equals or exceeds $18.00 per share for any 20 trading days within any 30-trading day period or if the Issuer consummates a subsequent liquidation, merger, stock exchange or other similar transaction that results in all of its stockholders having the right to exchange their common stock of the Issuer for cash, securities or other property in an amount which equals or exceeds $18.00 per share.