Filing Details

Accession Number:
0001104659-18-024929
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-18 19:13:21
Reporting Period:
2018-04-16
Accepted Time:
2018-04-18 19:13:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1528837 Sanchez Energy Corp SN Crude Petroleum & Natural Gas (1311) 453090102
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1638306 D. Patricio Sanchez 1000 Main Street, Suite 3000
Houston TX 77002
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-04-16 33,333 $0.00 694,298 No 4 M Direct
Common Stock Disposition 2018-04-16 33,333 $3.74 660,965 No 4 D Direct
Common Stock Acquisiton 2018-04-17 253,116 $0.00 914,081 No 4 A Direct
Common Stock Acquisiton 2018-04-17 13,202 $3.72 900,879 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 A Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Phantom Stock Disposition 2018-04-16 33,333 $0.00 33,333 $0.00
Common Stock Phantom Stock Acquisiton 2018-04-17 253,115 $0.00 253,115 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-04-16 2018-04-16 No 4 M Direct
253,115 2021-04-19 2021-04-19 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 371,836 Indirect By 1988 Trust No. 14
Footnotes
  1. Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock, par value $0.01 per share. The Reporting Person settled his shares of phantom stock for cash.
  2. Represents a grant of restricted stock Reporting Person received from the Issuer.
  3. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the Reporting Person and was used to satisfy the Reporting Person's federal income tax obligations with respect to the vesting of equity awards.
  4. These shares are owned directly by 1988 Trust No. 14. Reporting Person is a co-trustee, along with A. R. Sanchez, Jr., and a beneficiary of 1988 Trust No. 14. Reporting Person may be deemed to share voting and dispositive power over the shares held by 1988 Trust No. 14. Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership by Reporting Person of the reported securities for purposes of Section 16 or any other purpose.
  5. Phantom stock is payable only in cash, which vests in equal annual increments over a three-year period.
  6. Each share of phantom stock is the economic equivalent of one share of the Issuer's common stock, par value $0.01 per share.