Filing Details

Accession Number:
0001387467-18-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-18 18:58:26
Reporting Period:
2018-04-17
Accepted Time:
2018-04-18 18:58:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387467 Alpha & Omega Semiconductor Ltd AOSL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1649943 Ming Kuang Daniel Chang 475 Oakmead Parkway
Sunnyvale CA 94085
Senior Vp Of Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Share Acquisiton 2018-04-17 3,750 $7.44 54,443 No 4 M Direct
Common Share Disposition 2018-04-17 3,750 $16.00 50,693 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Employee Share Option (right to buy) Disposition 2018-04-17 3,750 $0.00 3,750 $7.44
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,730 2024-03-16 No 4 M Direct
Footnotes
  1. Includes an aggregate of 32,642 shares subject to restricted share unit awards granted on March 16, 2015, March 15, 2016, March 15, 2017, and March 15, 2018, which will be issued as such units vest in accordance with their terms.
  2. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 2, 2018.
  3. The price reported in Column 4 is the exact price at which all shares were sold.
  4. The option was granted on March 17, 2014 and becomes exercisable with respect to one-fourth (1/4) of the underlying shares on March 15, 2015, and thereafter the balance of the option shares become exercisable in a series of thirty-six (36) successive equal monthly installments.