Filing Details
- Accession Number:
- 0001094792-18-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-17 21:43:15
- Reporting Period:
- 2018-04-16
- Accepted Time:
- 2018-04-17 21:43:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505155 | Upland Software Inc. | UPLD | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1094792 | T John Mcdonald | 401 Congress Ave., Ste 1850 Austin TX 78701 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-04-16 | 38,700 | $27.70 | 195,038 | No | 4 | S | Indirect | By MLPF&S as Cust. FBO J. McDonald IRA |
| Common Stock | Disposition | 2018-04-16 | 1,300 | $28.34 | 193,738 | No | 4 | S | Indirect | By MLPF&S as Cust. FBO J. McDonald IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By MLPF&S as Cust. FBO J. McDonald IRA |
| No | 4 | S | Indirect | By MLPF&S as Cust. FBO J. McDonald IRA |
Footnotes
- Shares were sold pursuant to shareholder's 10b5-1 trading plan adopted by owner on August 21, 2017, with an effective date of March 19, 2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.12 to $28.11, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Excludes 1,794,421 shares held directly for a total of 1,989,459 shares.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.12 to $28.61, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Excludes 1,794,421 shares held directly for a total of 1,988,159 shares.
Billionaire Hedge Funds
