Filing Details
- Accession Number:
- 0001127602-18-014787
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-17 19:45:47
- Reporting Period:
- 2018-04-16
- Accepted Time:
- 2018-04-17 19:45:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039101 | L3 Technologies Inc. | LLL | Radio & Tv Broadcasting & Communications Equipment (3663) | 133937436 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275605 | T Michael Strianese | C/O L3 Technologies, Inc. 600 Third Avenue New York NY 10016 | Chairman Of The Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-16 | 14,229 | $67.49 | 150,787 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-16 | 6,700 | $211.12 | 144,087 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-16 | 3,029 | $212.20 | 141,058 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-16 | 4,500 | $212.67 | 136,558 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-04-16 | 25,286 | $77.00 | 161,844 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-04-16 | 12,312 | $211.14 | 149,532 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-16 | 6,472 | $212.37 | 143,060 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-04-16 | 6,502 | $212.69 | 136,558 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 02/22/12 Employee Stock Option (Right to Buy) | Disposition | 2018-04-16 | 14,229 | $0.00 | 14,229 | $67.49 |
| Common Stock | 02/20/13 Employee Stock Option (Right to Buy) | Disposition | 2018-04-16 | 25,286 | $0.00 | 25,286 | $77.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2022-02-22 | No | 4 | M | Direct | |
| 223,058 | 2023-02-20 | No | 4 | M | Direct |
Footnotes
- Does not include shares issuable upon the exercise of options.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Represents weighted average sale price for price increments ranging from $210.50 to $211.50. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $211.51 to $212.51. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $212.52 to $212.92. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $210.55 to $211.55. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $211.56 to $212.56. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $212.57 to $212.87. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.
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