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Home > Insider Trading > Filing (0001209191-18-025249)

Filing Details

Accession Number:
0001209191-18-025249
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-17 19:02:43
Reporting Period:
2018-04-13
Accepted Time:
2018-04-17 19:02:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610853 Helius Medical Technologies Inc. HSDT Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1625114 E Thomas Griffin C/O Helius Medical Technologies, Inc.
642 Newtown Yardley Road, Suite 100
Newtown PA 18940		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-04-13 3,346 $7.47 3,346 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Show Other Fields >>
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Warrant (Right to Buy) Acquisiton 2018-04-13 3,346 $7.47 3,346 $12.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,346 2021-04-10 No 4 P Direct
Footnotes
  1. The Class A Common Stock and the Warrant to Purchase Class A Common Stock was purchased by the Reporting Person in a private placement as a Unit. The purchase price of the Unit was $7.47.
  2. The strike price of the Warrant is CAD$12.25.
  3. Immediately exercisable.