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Filing Details

Accession Number:: 0000899243-18-010288
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-04-17 18:18:09
Reporting Period:: 2018-04-13

Accepted Time:: 2018-04-17 18:18:09
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1730168	Broadcom Inc.	AVGO	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1415357	Kenneth Hao	C/O Silver Lake Partners 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1418226	Silver Lake Group, L.l.c.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1735863	Silver Lake Technology Investors V, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1737652	Slta V (Gp), L.l.c.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1737657	Silver Lake Technology Associates V, L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No
1737659	Silver Lake Partners V De (Aiv), L.p.	C/O Silver Lake 2775 Sand Hill Road, Suite 100 Menlo Park CA 94025	Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2018-04-13	4,976	$245.50	4,976	No	4	P	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
Common Stock, $0.001 Par Value	Acquisiton	2018-04-13	71	$245.50	71	No	4	P	Indirect	Held through Silver Lake Technology Investors V, L.P.
Common Stock, $0.001 Par Value	Acquisiton	2018-04-13	47,594	$246.38	52,570	No	4	P	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
Common Stock, $0.001 Par Value	Acquisiton	2018-04-13	681	$246.38	752	No	4	P	Indirect	Held through Silver Lake Technology Investors V, L.P.
Common Stock, $0.001 Par Value	Acquisiton	2018-04-13	99,517	$247.50	152,087	No	4	P	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
Common Stock, $0.001 Par Value	Acquisiton	2018-04-13	1,424	$247.50	2,176	No	4	P	Indirect	Held through Silver Lake Technology Investors V, L.P.
Common Stock, $0.001 Par Value	Acquisiton	2018-04-13	121,864	$248.33	273,951	No	4	P	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
Common Stock, $0.001 Par Value	Acquisiton	2018-04-13	1,744	$248.33	3,920	No	4	P	Indirect	Held through Silver Lake Technology Investors V, L.P.
Common Stock, $0.001 Par Value	Acquisiton	2018-04-13	65,947	$249.17	339,898	No	4	P	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
Common Stock, $0.001 Par Value	Acquisiton	2018-04-13	943	$249.17	4,863	No	4	P	Indirect	Held through Silver Lake Technology Investors V, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
No	4	P	Indirect	Held through Silver Lake Technology Investors V, L.P.
No	4	P	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
No	4	P	Indirect	Held through Silver Lake Technology Investors V, L.P.
No	4	P	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
No	4	P	Indirect	Held through Silver Lake Technology Investors V, L.P.
No	4	P	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
No	4	P	Indirect	Held through Silver Lake Technology Investors V, L.P.
No	4	P	Indirect	Held through Silver Lake Partners V DE (AIV), L.P.
No	4	P	Indirect	Held through Silver Lake Technology Investors V, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	1,587,737	Indirect	Held through SLP Argo I Ltd.
Common Stock, $0.001 Par Value	30,830	Indirect	Held through SLP Argo II Ltd.(
Common Stock, $0.001 Par Value	76,096	Indirect	See footnote
Common Stock, $0.001 Par Value	9,854	Indirect	See footnote
Common Stock, $0.001 Par Value	18	Indirect	See footnote

Footnotes

This Form 4 is filed on behalf of Silver Lake Partners V DE (AIV), L.P. ("SLP V"), Silver Lake Technology Investors V, L.P. ("SLTI V"), Silver Lake Technology Associates V, L.P. ("SLTA V"), SLTA V (GP), L.L.C. ("SLTA V GP"), Silver Lake Group, L.L.C. ("SLG") and Mr. Kenneth Y. Hao. SLTA V is the general partner of each of SLP V and SLTI V. SLTA V GP is the general partner of SLTA V. SLG is the managing member of SLTA V GP. Mr. Hao, a Managing Director of SLG, serves as a member of the board of directors of Broadcom Inc. (the "Issuer"). Due to Mr. Hao's role at Silver Lake, it is possible that any or all of SLG, SLTA V GP, SLTA V, SLTI V and SLP V may be deemed to be a director by deputization of the Issuer.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $244.90 to $245.89, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $245.92 to $246.91, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $246.92 to $247.91, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $247.92 to $248.91, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $248.92 to $249.65, inclusive. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
These securities are directly held by SLP V. SLTA V, as the general partner of SLP V, SLTA V GP, as the general partner of SLTA V, and SLG, as the managing member of SLTA V GP may be deemed to have indirect beneficial ownership of these securities. However, pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), this filing shall not be deemed an admission that each of the Reporting Persons are beneficial owners of all securities covered by this filing, and each Reporting Person (except for SLP V) disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.
These securities are directly held by SLTI V. SLTA V, as the general partner of SLTI V, SLTA V GP, as the general partner of SLTA V, and SLG, as the managing member of SLTA V GP may be deemed to have indirect beneficial ownership of these securities. However, pursuant to Rule 16a-1(a)(4) of the Exchange Act, this filing shall not be deemed an admission that each of the Reporting Persons are beneficial owners of all securities covered by this filing, and each Reporting Person (except for SLTI V) disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.
These securities are directly held by SLP Argo I Ltd. ("Argo I"). Mr. Hao, as a director of Silver Lake (Offshore) AIV GP IV, Ltd. ("AIV GP IV"), the sole general partner of Silver Lake Technology Associates IV Cayman, L.P. ("SLTA IV Cayman"), the sole general partner of Silver Lake Partners IV Cayman (AIV II), L.P., the sole shareholder of Argo I, may be deemed to be an indirect beneficial owner of the securities directly owned by Argo I.
These securities are directly held by SLP Argo II Ltd. ("Argo II"). Mr. Hao, as a director of AIV GP IV, the sole general partner of SLTA IV Cayman, the sole general partner of Silver Lake Technology Investors IV Cayman, L.P., the sole shareholder of Argo II, may be deemed to be an indirect beneficial owner of the securities directly owned by Argo II.
These securities are held by Mr. Hao for the benefit of certain entities affiliated with SLG ("Silver Lake"). Pursuant to Mr. Hao's arrangement with Silver Lake with respect to director compensation, upon the sale of these securities, the proceeds from such sale(s) are expected to be remitted to Silver Lake and/or its limited partners. Mr. Hao, through his role at Silver Lake and its affiliates, may be deemed to have an indirect interest in these securities.
These securities are held by Hao Family Trust u/a/d 10/12/99.
These securities are held by Mr. Hao's family limited partnership.