Filing Details

Accession Number:
0001140361-11-009553
Form Type:
5
Zero Holdings:
No
Publication Time:
2011-02-14 19:41:57
Reporting Period:
2010-12-31
Filing Date:
2011-02-14
Accepted Time:
2011-02-14 19:41:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
203248 Southern Union Co SUG Natural Gas Transmission (4922) 750571592
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1380705 N Richard Marshall 5444 Westheimer Road
Houston TX 77056-5306
Svp & Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-12-31 73 $0.00 2,950 No 5 P Indirect 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 P Indirect 401(k) Plan
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,579 Indirect Issuer's Supplemental Deferred Compensation Plan
Common Stock 1,037 Direct
Common Stock 1,050 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Purchase) $16.83 2014-02-06 8,269 8,269 Direct
Common Stock Employee Stock Option (Right to Purchase) $24.06 2015-07-26 683 683 Direct
Common Stock Stock Appreciation Rights $28.07 2016-12-28 19,299 19,299 Direct
Common Stock Stock Appreciation Rights $28.48 2017-12-17 38,685 38,685 Direct
Common Stock Cash Restricted Units $0.00 7,732 7,732 Direct
Common Stock Stock Appreciation Rights $12.55 2018-12-15 95,336 95,336 Direct
Common Stock Cash Restricted Units $0.00 8,870 8,870 Direct
Common Stock Stock Appreciation Rights (Common Stock) $21.64 2019-12-15 46,703 46,703 Direct
Common Stock Cash Restricted Units $0.00 9,681 9,681 Direct
Common Stock Stock Appreciation Rights $24.80 2020-12-13 32,168 32,168 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-02-06 8,269 8,269 Direct
2015-07-26 683 683 Direct
2016-12-28 19,299 19,299 Direct
2017-12-17 38,685 38,685 Direct
7,732 7,732 Direct
2018-12-15 95,336 95,336 Direct
8,870 8,870 Direct
2019-12-15 46,703 46,703 Direct
9,681 9,681 Direct
2020-12-13 32,168 32,168 Direct
Footnotes
  1. This information concerns shares held under the Issuer's 401(k) Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2010.
  2. This information concerns shares held under the Issuer's Supplemental Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at the sole discretion of the trustee, at such prices as were available on the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2010.
  3. The Reporting Person owns these shares jointly with his spouse.
  4. The options are fully vested and exerciseable.
  5. The stock appreciation rights are fully vested and exerciseable.
  6. 23,195 cash restricted units were awarded to the Reporting Person on December 15, 2008 ("Grant Date 2008"). The cash restricted units permit the recipient to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 15,463 of the cash restricted units.
  7. Stock appreciation rights will be settled in shares of common stock at an exercise price of $12.55 per share, which was equal to the closing price on the Grant Date 2008. The award will vest in equal annual installments on the first, second and third anniversaries of Grant Date 2008. To date, restrictions have expired on 63,557 shares.
  8. 13,305 cash restricted units were awarded to the Reporting Person on December 15, 2009 ("Grant Date 2009"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2009. To date, restrictions have expired on 4,435 of the cash restricted units.
  9. Stock appreciation rights will be settled in shares of common stock at an exercise price of $21.64 per share which was equal to the closing price on the Grant Date 2009. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2009. To date, restrictions have expired on 15,567 shares.
  10. 9,681 cash restricted units were awarded to the Reporting Person on December 13, 2010 ("Grant Date 2010"). The cash restricted units permit the Reporting Person to receive, on predetermined dates upon expiration of applicable restrictions, cash in an amount equal to a specified number of shares of the Company's common stock valued at the closing price of the Company's common stock on such dates. Restrictions on the award will expire in equal installments on the first, second and third anniversaries of Grant Date 2010.
  11. Stock appreciation rights will be settled in shares of common stock at an exercise price of $24.80 per share which was equal to the closing price on the Grant Date 2010. The award will vest in equal installments on the first, second and third anniversaries of Grant Date 2010.