Filing Details
- Accession Number:
- 0001140361-11-009510
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2011-02-14 19:39:14
- Reporting Period:
- 2010-12-31
- Filing Date:
- 2011-02-14
- Accepted Time:
- 2011-02-14 19:39:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 203248 | Southern Union Co | SUG | Natural Gas Transmission (4922) | 750571592 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1184001 | A Kurt Gitter | C/O Southern Union Company 5444 Westheimer Road Houston TX 77056 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-12-31 | 5,469 | $0.00 | 51,995 | No | 5 | P | Indirect | Director's Deferred Compensation Plan |
| Common Stock | Disposition | 2010-02-18 | 214 | $0.00 | 233,921 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-07-09 | 1,000 | $0.00 | 232,921 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-07-16 | 225 | $0.00 | 232,696 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-08-17 | 215 | $0.00 | 232,481 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-10-07 | 205 | $0.00 | 232,276 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-10-20 | 203 | $0.00 | 232,073 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-11-11 | 200 | $0.00 | 231,873 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-12-08 | 210 | $0.00 | 231,663 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2010-12-27 | 210 | $0.00 | 231,453 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Indirect | Director's Deferred Compensation Plan |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,728 | Indirect | Owned by Daughter |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to purchase) | $16.98 | 2019-05-28 | 14,815 | 14,815 | Direct | |
| Common Stock | Stock Options (right to purchase) | $25.60 | 2020-05-04 | 10,940 | 10,940 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-05-28 | 14,815 | 14,815 | Direct |
| 2020-05-04 | 10,940 | 10,940 | Direct |
Footnotes
- This information concerns shares held under the Issuer's Director's Deferred Compensation Plan. This report reflects shares purchased for the plan by the plan trustee, at such prices as were available in the open market at the time of such purchases. Information reported herein is based on a plan statement for the period ended December 31, 2010.
- The transaction was a bona fide gift; as such, no price is required.
- The Reporting Person disclaims any beneficial ownership interest in these shares; except to the extent of his pecuniary interest therein.
- These options are fully vested and exerciseable.
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