Filing Details
- Accession Number:
- 0001144204-18-020657
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-04-16 14:24:59
- Reporting Period:
- 2017-08-29
- Accepted Time:
- 2018-04-16 14:24:59
- Original Submission Date:
- 2018-01-26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1674227 | Alliance Mma Inc. | AMMA | Services-Miscellaneous Amusement & Recreation (7990) | 475412331 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1684720 | Daniel Joel Tracy | C/O Alliance Mma, Inc. 590 Madison Avenue, 21St Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Par Value $0.001 | Acquisiton | 2017-08-29 | 45,872 | $50,000.00 | 334,860 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Warrant to Purchase Common Stock | Acquisiton | 2017-08-29 | 45,872 | $0.00 | 45,872 | $1.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,872 | 2018-03-01 | 2020-08-28 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 | Warrant to Purchase Common Stock | $1.50 | 2018-03-01 | 2020-08-28 | 25,000 | 70,872 | Indirect |
| Common Stock, Par Value $0.001 | Warrant to Purchase Common Stock | $1.75 | 2018-03-01 | 2020-08-28 | 100,000 | 170,872 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-08-28 | 25,000 | 70,872 | Indirect |
| 2020-08-28 | 100,000 | 170,872 | Indirect |
Footnotes
- In addition to the 184,860 shares of common stock held directly, also includes 150,000 shares held by relations of Mr. Tracy. Mr. Tracy has voting and disposition power over the shares.
- Fully vested warrants were issued in a prior reported purchase on the Form 4 filed on January 26, 2018. The warrants were issued at a rate of one warrant per one share of common stock at a unitprice of $1.09 per unit.
- In addition to the 45,872 warrants held directly, also includes 125,000 warrants held be relations to Mr. Tracy. Mr. Tracy has voting and disposition power over the warrants.
Billionaire Hedge Funds
