Filing Details
- Accession Number:
- 0000796343-18-000106
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-13 16:35:49
- Reporting Period:
- 2018-04-11
- Accepted Time:
- 2018-04-13 16:35:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1032856 | E John Warnock | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-04-11 | 2,035 | $0.00 | 457,256 | No | 4 | M | Indirect | by trust |
| Common Stock | Disposition | 2018-04-11 | 3,000 | $223.77 | 454,256 | No | 4 | S | Indirect | by trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by trust |
| No | 4 | S | Indirect | by trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2018-04-11 | 2,035 | $0.00 | 2,035 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2018-04-13 | 1,177 | $0.00 | 1,177 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 1,177 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 16,088 | Direct |
Footnotes
- Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.
- This transaction was executed in multiple trades at prices ranging from $223.77 to $223.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- This restricted stock unit award vested in full on April 11, 2018.
- Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.
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