Filing Details
- Accession Number:
- 0000883237-18-000044
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-04-13 11:26:08
- Reporting Period:
- 2017-07-17
- Accepted Time:
- 2018-04-13 11:26:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 812090 | Virtus Total Return Fund Inc. | ZF | (0) | 133353326 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1180238 | M James Oates | C/O Virtus Investment Partners 100 Pearl Street Hartford CT 06103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-07-17 | 5,630 | $12.06 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- On 4/3/2017, Mr. Oates acquired the ZF shares being reflected as sold within this Form 4 by virtue of Virtus Total Return Fund (ticker: DCA) merging into the Issuer (ticker: ZF), and Mr. Oates receiving ZF shares in exchange for the DCA shares he then held. Prior to this merger, Mr. Oates did not own any shares of the Issuer.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $12.05 to $12.0636 per share. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Billionaire Hedge Funds
