Filing Details

Accession Number:
0001179706-18-000074
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-12 17:41:29
Reporting Period:
2018-04-11
Accepted Time:
2018-04-12 17:41:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645590 Hewlett Packard Enterprise Co HPE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1079816 C Margaret Whitman C/O Hewlett Packard Enterprise Company
3000 Hanover Street
Palo Alto CA 94304
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-04-11 337,000 $8.73 2,169,760 No 4 M Direct
Common Stock Disposition 2018-04-11 337,000 $17.21 1,832,760 No 4 S Direct
Common Stock Acquisiton 2018-04-12 100,039 $8.73 1,932,799 No 4 M Direct
Common Stock Disposition 2018-04-12 100,039 $17.43 1,832,760 No 4 S Direct
Common Stock Acquisiton 2018-04-12 236,961 $8.62 2,069,721 No 4 M Direct
Common Stock Disposition 2018-04-12 236,961 $17.43 1,832,760 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (right to buy) Disposition 2018-04-11 337,000 $0.00 337,000 $8.73
Common Stock Employee Stock Options (right to buy) Disposition 2018-04-12 100,039 $0.00 100,039 $8.73
Common Stock Employee Stock Options (right to buy) Disposition 2018-04-12 236,961 $0.00 236,961 $8.62
Common Stock Restricted Stock Units Acquisiton 2018-04-05 1,285 $0.00 1,285 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,039 2013-12-14 2019-02-03 No 4 M Direct
0 2013-12-14 2019-02-03 No 4 M Direct
2,487,632 2013-12-14 2019-02-03 No 4 M Direct
302,595 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 66 Indirect By Living Trust
Footnotes
  1. The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/02/18.
  2. The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.095 to $17.30. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  3. The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.3301 to $17.48. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
  4. There is no reportable change since the last filing. This is a reiteration of holdings only.
  5. This option became exercisable beginning on this date.
  6. This option is no longer exercisable beginning on this date.
  7. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  8. As previously reported, on 12/07/16 the reporting person was granted 263,371 Restricted Stock Units ("RSUs"), 147,739 of which vested on 12/07/17, 147,739 of which will vest on 12/07/18, and 147,741 of which will vest on 12/07/19. Also included is 1,284.6957 dividend equivalent rights at $17.25 per RSU credited to the reporting person's account on 04/05/18. Unvested RSUs in this footnote reflect post spin-off conversion adjustments previously reported.