Filing Details

Accession Number:
0001591956-18-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-12 16:27:57
Reporting Period:
2018-04-10
Accepted Time:
2018-04-12 16:27:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1591956 Sphere 3D Corp ANY Services-Computer Processing & Data Preparation (7374) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1724512 C Jenny Yeh 9112 Spectrum Center Blvd
San Diego CA 92123
Svp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-04-10 2,133 $0.00 2,133 No 4 M Direct
Common Stock Disposition 2018-04-11 776 $0.93 1,357 No 4 S Direct
Common Stock Disposition 2018-04-12 1,357 $1.04 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2018-04-10 2,133 $0.00 2,133 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
140,400 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Sphere 3D Corp. common stock.
  2. This transaction represents the sale of shares by the reporting person to satisfy the issuer's tax withholding obligations in connection with the vesting of the RSUs.
  3. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2017.
  4. The RSUs reported under column 9 represent four awards. The underlying shares and vesting schedules are as follows: (i) 1,333 shares which vest on 10-5-18; (ii) 3,999 shares which vest in three bi-annual installments beginning on 8-9-18; (iii) 6,399 which vest in three equal monthly installments beginning 5-10-18; and (iv) 128,669 shares which vest in six bi-annual installments beginning on 6-18-18.