Filing Details

Accession Number:
0001664015-18-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-09 18:15:57
Reporting Period:
2018-04-06
Accepted Time:
2018-04-09 18:15:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1172706 Uniroyal Global Engineered Products Inc. UNIR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1035927 R Howard Curd Ceo & Co-Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-04-06 3,050 $1.95 8,135,548 No 4 P Direct
Common Stock Acquisiton 2018-04-06 1,000 $1.90 8,136,548 No 4 P Direct
Common Stock Acquisiton 2018-04-06 1,000 $1.95 8,137,548 No 4 P Direct
Common Stock Acquisiton 2018-04-09 2,050 $1.90 8,139,598 No 4 P Direct
Common Stock Acquisiton 2018-04-09 1,950 $1.95 8,141,548 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 1,619,102 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock stock option $2.37 2025-07-30 100,000 100,000 Direct
Common Stock stock option $3.57 2026-04-07 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-07-30 100,000 100,000 Direct
2026-04-07 50,000 50,000 Direct
Footnotes
  1. 1/3 exercisable on each of 7/30/16, 7/30/17 and 7/30/18
  2. 1/3 exercisable on each of 4/7/2017, 4/7/2018 and 4/7/2019