Filing Details

Accession Number:
0000899243-18-009608
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-04-05 20:07:29
Reporting Period:
2018-04-03
Accepted Time:
2018-04-05 20:07:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1574235 Pulmatrix Inc. PULM () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325710 L Matthew Sherman C/O Pulmatrix, Inc.,
99 Hayden Ave., Suite 390
Lexington MA 02421
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-04-03 20,000 $0.00 20,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Warrant (right to buy) Acquisiton 2018-04-03 20,000 $0.00 20,000 $0.65
Common Stock Series B Warrant (right to buy) Acquisiton 2018-04-03 20,000 $0.00 20,000 $0.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2018-04-03 2018-10-03 No 4 P Direct
20,000 2018-04-03 2023-04-03 No 4 P Direct
Footnotes
  1. The reported securities were included within 20,000 Units purchased by the reporting person for $0.65 per Unit. Each Unit consisted of one share of common stock, one Series A Warrant to purchase one share of common stock at an exercise price of $0.65 per share, and one Series B Warrant to purchase one share of common stock at an exercise price of $0.75 per share.